AML Audits for Broker Dealers
Low-cost AML Audits for FINRA Broker Dealers
Our AML Audits for FINRA member Broker Dealers starting at $900
NAPLES, FLORIDA, USA, October 25, 2016 /EINPresswire.com/ -- NAMCO AML announces new low-cost pricing for FINRA Member Broker Dealers. — Paul McIntyre
NAMCO provides AML Audits to FINRA member Broker Dealers nationwide starting at $900. They specialize in Broker Dealers with less than 200 Registered Representatives. NAMCO also provides online AML training programs for FINRA Registered Representatives.
NAMCO understands the regulatory requirements relative to AML testing, as well as the applicable laws that broker-dealers must follow with their AML program.
As of part of our testing process, they review a Broker Dealers AML procedures for compliance with applicable rules, regulations and laws; test the processes to ensure a broker-dealer’s adherence to the program; and issue a report that meets the requirements under FINRA 3310 and provide recommendations for remediation of any findings. For more information, visit www.NAMCOaml.com
Paul McIntyre
Naples Asset Management
2392873789
email us here
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